Why AE Wealth Management
Investor Education
Find an Advisor
In the Media
Wealth Speaks Blog
Advisor Login
Contacts

AE WM Privacy Notice

Download

- Stars (0)

75 Downloads

Owner: Kimber Mitchell

Version: 1.0

Last Updated: 04-04-2017 18:28

Posted in Uncategorized

Categories:

Home
Leadership
Advisor Materials
Operations
Compliance
Education
Contacts
Log Out

Privacy Notice | ADV-Part 2A | ADV-Part 2A Appendix

AE Wealth Management, LLC (“AEWM”) is an SEC Registered Investment Adviser located in Topeka, Kansas. AEWM may only transact business in those states in which it maintains a notice filing, or qualifies for an exemption or exclusion from registration requirements.

This website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of AEWM’s website on the Internet should not be construed by any consumer and/or prospective client as a solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation. Any subsequent, direct communication by AEWM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

AEWM does not make any representations or warranties as to the accuracy, timeliness, suitableness, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to AEWM’ s website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes and all users thereof should be guided accordingly. Investing involves risk, including the potential loss of principal. None of the information contained on this website shall constitute an offer to sell or solicit any offer to buy a security.

AW06160056