For AEWM IAR’s the use of the materials does require AEWM review and pre-approval per AEWM and SEC record keeping guidelines. This content is eligible for submission via the Express Lane submission type on the portal. All content must be submitted for review and approval prior to use. Keep in mind, Express Lane submissions allow only for the following to be modified: Name, Firm Name and Firm Logo, along with the Investment Advisory Disclosure. Submission must include the original stock AE disclosures and review number. No other modifications are allowed for content to be submitted through this process. Upon submission through the AE Express Lane process, the project will be available for immediate use.
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Owner: Gates Glassel

Version: 1.0

Last Updated: 06-10-2020 20:17

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