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PLATFORM UPDATES

COMPLIANCE UPDATE

Going forward, any marketing materials reviewed by Compliance will no longer be assigned an AW#. All new submissions will instead receive a six-digit approval number. This does not affect previously approved materials or updates made to previously approved materials.

If you have any questions, please email adreview@ae-wm.com or call 866.363.9595 and request to speak to a Compliance Consultant.

As always, please reach out to your VP of Wealth Management at 866.363.9595 for further details.

AW535502 - For investment professional use only.

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