Caleb Crook

As chief compliance officer, Caleb is responsible for overseeing AE Wealth Management’s compliance program and ensuring that the company operates in accordance with government regulations.

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As chief compliance officer, Caleb is responsible for overseeing AE Wealth Management’s compliance program and ensuring that the company operates in accordance with government regulations.

Prior to joining AE Wealth Management, Caleb served as assistant director of compliance and enforcement and senior staff attorney for the Office of the Kansas Securities Commissioner.  There, he oversaw enforcement actions, compliance examinations and fraud investigations in addition to assisting with prosecutions of securities fraud.

Caleb earned a Bachelor’s of Science degree in business from Emporia State University and earned a law degree from Washburn University. Caleb grew up in Burlingame, Kansas, where he still lives with his wife, Rhonda, and their daughter, Alexandra.